open an account

Use our digital client on boarding platform to register online from the comfort of your home.

Use our digital client on boarding platform to register online from the comfort of you home.

Documents for individual client registration (Local investors/Dual citizens)

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Account opening – Individual Clients

Annexure – Individual Registration

Application for Real Time SMS/Email Notification

Indemnity for Email/Fax – Individual clients

Customer Agreement of Government Securities (CAGS)

Declaration for the Prevention of Money Laundering Act, No.5 of 2006

DOCUMENTS TO BE SUBMITTED for the account opening

  • Copy of National Identity Card (NIC)/ Passport (PP)/ Driving License (DL)
  • Copy of Visa / Permit in the case of accounts for non – resident customers
  • Copy of recent Utility Bill/ Bank Statement if the current address differs from the address denoted in the NIC/ PP/DL
  • Copy of NIC/PP of the person giving instructions

Documents Required for Corporate Client Registration

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Account Opening – Corporate Clients

Customer Agreement of Government Securities (CAGS)

Declaration for the Prevention of Money Laundering Act, No.5 of 2006

Common KYC – Directors or Governing Officers

Documents for individual client registration (Local investors/Dual citizens/FOREIGN NATIONALS)

Click here to download all

Account opening – Individual Clients

Customer Agreement of Government Securities (CAGS)

Declaration for the Prevention of Money Laundering Act, No.5 of 2006

Documents Required for Corporate Client Registration

Click here to download all

Account Opening – Corporate Clients

Annexure – Corporate Registration

Application for Real Time SMS/Email Notification

Indemnity for Email/Fax – Corporate Clients

Customer Agreement of Government Securities (CAGS)

Declaration for the Prevention of Money Laundering Act, No.5 of 2006

Certified Copy of Name Change Certificate (if applicable)

Board Resolution (specimen)

DOCUMENTS TO BE SUBMITTED for the account opening

  • Certified copy of Certificate of Incorporation
  • Up-to-date certified copy of Memorandum & Articles of Association
  • Duly certified true copy of the Board resolution certifying that it is duly adopted at a duly constituted meeting of the Directors of the Company
  • The Board Resolution should include the following information:
    1. Board of Director’s authorization to open an account with WealthTrust Securities Limited
    2. Authorized signatory list for operating instructions etc.

Procedure to be Followed by Foreign Investors

Click here to view the procedure to be followed by foreign investors

Customer charter

For the Primary Dealer industry in Sri Lanka

Privacy Note

WealthTrust Securities PLC (hereinafter referred to as “the Company,” “we,” “us,” or “our”) is an Authorized Primary Dealer licensed and regulated by the Central Bank of Sri Lanka (CBSL), Securities and Exchange Commission of Sri Lanka (SEC) and listed on Colombo Stock Exchange (CSE) (bearing Company Registration number PQ 00356401 having its registered office is at No. 102/1, Dr. N.M. Perera Mawatha (Cotta Road), Colombo 08). We are committed to protecting the privacy and confidentiality of the Personal Data of our customers, counterparties, employees, and other stakeholders (Data Subjects).

Our Privacy Policy governs how we process Personal Data in compliance with the Personal Data Protection Act (PDPA) No. 9 of 2022, the Financial Transactions Reporting Act (FTRA) No. 6 of 2006, and the regulations and directions issued by the CBSL and the Financial Intelligence Unit (FIU).

Your privacy is important to us, and we want to assure you that the Personal Data we collect about you will be treated with care. The Privacy Policy seeks to inform you on how we look after your Personal Data when you avail the financial products offered by us when you visit our website, interact with us over the phone, via email, or otherwise, by using any of our social media platforms, or when you contract with us, your privacy rights and the protection afforded by law.

By accepting the terms of the Privacy Policy, contracting with us and/or continuing to avail financial products and services offered by us, you agree that you have read, understood, and agreed to this Privacy Policy.

Privacy Policy

WealthTrust Securities PLC privacy policy

CSE Policies

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1. Policy on the matters relating to the Board of Directors

2. Policy on Board Committees

3. Policy on Corporate Governance, Nominations and Re-election

4. Policy on Remuneration

5. Policy on Internal Code of Business conduct and Ethics for all Directors and Employees

6. Policy on Risk management and Internal controls

7. Policy on Relations with Shareholders and Investors

8. Policy on Environmental, Social and Governance Sustainability

9. Policy on Control and Management of Company Assets and Shareholder Investments

10. Policy on Corporate Disclosures

11. Policy on Whistleblowing

12. Policy on Anti-Bribery and Corruption

CALL US FOR MORE INFO

011 267 5095

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